SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1 )
Nemus Bioscience, Inc.
(Name of Issuer)
Common Stock, par value $.001 per share
(Title of Class of Securities)
64046J100
(CUSIP Number)
April 03, 2015
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[ x ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
Lennox Capital Partners, LP |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
0 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
0 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0% |
|
| 12 |
TYPE OF REPORTING PERSON
PN |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
RS Holdings, Inc. |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
18,750 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
18,750 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,750 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1% |
|
| 12 |
TYPE OF REPORTING PERSON
CO |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
Richard D. Squires |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
1,856,250 |
| 6 |
SHARED VOTING POWER
18,750 |
|
| 7 |
SOLE DISPOSITIVE POWER
1,856,250 |
|
| 8 |
SHARED DISPOSITIVE POWER
18,750 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,875,000 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.3% |
|
| 12 |
TYPE OF REPORTING PERSON
IN |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
Delos Investment Management LLC |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
-0- |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
-0- |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0% |
|
| 12 |
TYPE OF REPORTING PERSON
OO |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
Brian D. Ladin |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
1,064,549 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
1,064,549 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,064,549 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.5% |
|
| 12 |
TYPE OF REPORTING PERSON
IN |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
Southern Investments I LLC |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
299,589 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
299,589 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
299,589 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.8% |
|
| 12 |
TYPE OF REPORTING PERSON
OO |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
TC Global Management LLC |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
515,862 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
515,862 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
515,862 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.2% |
|
| 12 |
TYPE OF REPORTING PERSON
OO |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
BRL Family LLC |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
249,098 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
249,098 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
249,098 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5% |
|
| 12 |
TYPE OF REPORTING PERSON
OO |
|
| CUSIP No. 64046J100 | ||
| 1 |
NAME OF REPORTING PERSONS
BRL TX-Family LP |
|
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ] (b) [ x ] |
|
| 3 | SEC USE ONLY | |
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Texas |
|
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER
-0- |
| 6 |
SHARED VOTING POWER
249,098 |
|
| 7 |
SOLE DISPOSITIVE POWER
-0- |
|
| 8 |
SHARED DISPOSITIVE POWER
249,098 |
|
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
249,098 |
|
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
[ ] |
|
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5% |
|
| 12 |
TYPE OF REPORTING PERSON
PN |
|
The following constitutes the Schedule 13G (the "Schedule 13G") filed by the undersigned.
| Item 1 | ||
| (a) |
Name of Issuer:
|
|
| Nemus Bioscience, Inc. |
||
| (b) | Address of Issuer's Principal Executive Offices: |
|
|
650 Town Center Drive, Suite 620 Costa Mesa, California 92626 |
||
| Item 2 | ||
| (a) | Name of Person Filing |
|
| This statement is filed by and on behalf of each of Lennox Capital Partners, LP (the "Partnership"); RS Holdings, Inc., the Partnership's general partner (the "General Partner"); Richard D. Squires ("Squires"), the President of the General Partner; Delos Investment Management LLC, the Partnership's investment manager (the "Investment Manager"); Southern Investments I LLC ("Southern Investments"); TC Global Management LLC ("TC Global"); BRL TX-Family LP ("BRL TX"); BRL Family LLC ("BRL LLC"), BRL TX's general partner; and Brian D. Ladin ("Ladin," and together with the Partnership, the General Partner, Squires, the Investment Manager, Southern Investments, TC Global, BRL TX, and BRL LLC, the "Reporting Persons"). Ladin is the manager of Southern Investments, TC Global, and BRL LLC and the managing member of the Investment Manager. | ||
| On April 03, 2015 the Partnership distributed 1,500,000 shares of common stock of the Issuer ("Common Stock") and warrants to purchase 375,000 shares of common stock of the Issuer with a $1 strike price and an expiry date of June 4, 2019 ("Warrants") to its partners. On that date, the General Partner became the direct owner of 15,000 shares of Common Stock and 3,750 Warrants and the Partnership's limited partner, Richard D. Squires became the direct owner of 1,485,000 shares of Common Stock and 371,250 Warrants. Following such distribution, the Partnership and the Investment Manager no longer beneficially own any shares of Common Stock or any Warrants. | ||
| As President of the General Partner, Squires may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) any Common Stock beneficially owned by the General Partner. Squires disclaims beneficial ownership of any Common Stock beneficially owned by the General Partner. | ||
| As Manager of Southern Investments, TC Global, and BRL LLC, Ladin may be deemed to have the power to vote or direct the vote of (and the power to dispose or direct the disposition of) the shares of Common Stock beneficially owned by Southern Investments, by TC Global, and by BRL LLC. Ladin does not own any Common Stock directly and disclaims beneficial ownership of any Common Stock beneficially owned by Southern Investments, TC Global, and BRL LLC. | ||
| As general partner of BRL TX, BRL LLC may be deemed to have the shared power to vote or direct the vote of (and the shared power to dispose or direct the disposition of) the Common Stock beneficially owned by BRL TX. BRL LLC does not own any Common Stock directly and disclaims the beneficial ownership of the shares of Common Stock beneficially owned by BRL TX. | ||
| Each Reporting Person declares that neither the fling of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13 (g) of the Act, the beneficial owner of any securities covered by this statement. | ||
| (b) | Address of Principal Business Office or, if none, Residence | |
| The address of the principal business office of each of the Reporting Persons is 2101 Cedar Springs Road, Suite 1525, Dallas, Texas 75201. | ||
| (c) | Citizenship | |
|
||
| (d) | Title of Class of Securities | |
| Common Stock, par value $.001 per share | ||
| (e) | CUSIP No. | |
| 64046J100 | ||
| Item 3 | Not Applicable | |
| Item 4 | Ownership | |
| (a) | Amount Beneficially Owned: See Item 9 of each cover page. | |
| (b) | Percent of Class: See Item 11 of each cover page. | |
| (c) | Number of shares as to which the person has: | |
|
||
| Item 5 | Ownership of Five Percent or Less of a Class | |
| If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] | ||
| Item 6 | Ownership of More Than Five Percent on Behalf of Another Person | |
| Not Applicable | ||
| Item 7. | Identification and Classification of Subsidiary Which Acquired the Securities: | |
| Not Applicable | ||
| Item 8. | Identification and Classification of Members of the Group: | |
| Not applicable. | ||
| Item 9. | Notice of Dissolution of Group: | |
| Item 10. | Certification: | |
| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | ||
Material to Be Filed as Exhibits
| 99.1 | Joint Filing Agreement dated April 16, 2015 by and among Lennox Capital Partners, LP, RS Holdings, Inc., Richard D. Squires, Delos Investment Management LLC, Brian D. Ladin, Southern Investments I LLC, TC Global Management LLC, BRL Family LLC, and BRL TX-Family LP. |
SIGNATURES
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this Statement is true, complete and correct.
Dated: April 16, 2015
|
Lennox Capital Partners, LP By: RS Holdings, Inc., its general partner By: /s/ Richard D. Squires D. Squires President |
RS Holdings, Inc. By: /s/ Richard D. Squires D. Squires President |
|
Richard D. Squires. By: /s/ Richard D. Squires Richard D. Squires |
Brian D. Ladin By: /s/ Brian D. Ladin Brian D. Ladin |
|
Delos Investment Management LLC By: /s/ Brian D. Ladin Brian D. Ladin Managing Member |
Southern Investments I LLC By: /s/ Brian D. Ladin Brian D. Ladin Manager |
|
TC Global Management LLC By: /s/ Brian D. Ladin Brian D. Ladin Manager |
BRL Family LLC By: /s/ Brian D. Ladin Brian D. Ladin Manager |
|
BRL TX-Family LP By: BRL Family LLC, its general partner By: /s/ Brian D. Ladin Brian D. Ladin Manager |
|